The Event and Alert Management Tech Lead is crucial for ensuring the effective management of enterprise Event and Alert Management (EVM) solutions. This position is responsible for overseeing the technical aspects of EVM projects, ensuring that they align with organizational goals and deliver value. Partaking in  the technical EVM team, coordinating with customers, and ensuring the implementation of standard processes, the EVM engineer plays a vital role in optimizing processes, enhancing system reliability, and driving successful project outcomes and governance. Primary Responsibilities:
  •  Proficient in maintaining EVM solutions: This involves ensuring that the EVM tools and systems are properly configured, updated, and functioning as intended to meet the organization's needs.
  • Coordinating with collaborators: Regularly communicating with various departments, such as IT, Business, and customer service, to understand their requirements and ensure that the EVM solutions align with organizational goals and deliver value.
  • Monitoring and optimizing EVM processes: Continuously reviewing and improving the processes related to event and alert management to enhance system reliability and performance.
  • Ensuring project governance and successful outcomes: Managing project timelines, and resources to ensure that EVM projects are completed on time and within budget, while also delivering the expected value and benefits to the organization.
Qualifications :
  • Minimum of 6 years of related experience with Event and Alert Management Technologies (ServiceNow, PagerDuty).
  • Bachelor's degree preferred or equivalent experience
Talent needed for success
  • Technical Leadership: Proven ability to lead technical teams, coordinate with partners, and implement standard methodologies to optimize processes and enhance system reliability.
  • Technical Documentation: Proficiency in creating and maintaining comprehensive user documentation, including job aids, process documents, and governance materials to support organizational standards.
  • Application Skills: Proficiency in using Office Applications, ServiceNow to manage events and alerts and document.
  • Data Analysis and Reporting: Strong skills in analyzing event and alert data to identify trends, generate insights, and produce actionable reports for continuous improvement.
  • Collaborator Engagement: Ability to engage with various partners, understand their needs, and communicate updates and findings through formal and informal written methods.

The Event and Alert Management Tech Lead is crucial for ensuring ...

New Jersey
Posted 1 year ago
PKI Security Engineer
JOB DESCRIPTION:
  • As an Associate on our PKI Engineering team, you will significantly contribute to the advancement of our Public Key Infrastructure.
  • You will be involved in the design, implementation, and maintenance of our PKI systems, leveraging your skills to enhance security and operational efficiency.
  • Utilizing tools such as Venafi, ADCS, and HSMs, and automating processes with Ansible, Terraform, and PowerShell, you will streamline our certificate management lifecycle.
  • Your efforts will directly impact DTCC\'s cybersecurity framework, ensuring robust and efficient PKI operations.
  • In our fast-paced team environment, you will have extensive opportunities for professional growth and development.
RESPONSIBILITIES:
  • Support CLM for certificates in use in our environment
  • Maintain and update the PKI systems
  • Develop and enforce security policies related to key management encryption standards
  • Resolve issues related to PKI and assist in certificate related issues to maintain seamless operations of the secure systems
QUALIFICATIONS:
  • Minimum 4 years of related experience
  • Bachelor\'s degree (preferred) in Computer Science, Information Technology, Cybersecurity, or a related field
  • Solid understanding of PKI concepts and experience working with certificate inventory management systems, RAs, ADCS, HSMs, Ansible, Terraform, and PowerShell for automation
  • Certifications such as CompTIA Security+, CISSP, or similar are highly beneficial
  • Proactive approach to learning with the ability to thrive in a dynamic, fast-paced team environment
  • Strong Information Security experience, specifically in multi-tier PKI/Cryptography environment
  • Demonstrated experience with configuring certificate authorities, templates and resolving certificates (TLS handshakes)
  • Proficient in using PKI tools like RAs, ADCS, and HSMs, along with automation tools such as Ansible, Terraform, and PowerShell
  • Strong analytical skills to diagnose and resolve complex PKI-related technical issues
  • Meticulous approach to managing and automating certificate lifecycle processes
  • Ability to quickly adapt to new technologies and evolving technical environments

PKI Security Engineer JOB DESCRIPTION: As an Associate on our PKI ...

Hybrid
Boston, Dallas, New Jersey, Tampa
Posted 1 year ago
Your Primary Responsibilities:
  • Design, develop, test, and deploy QuantFi smart contracts.
  • Model and implement sophisticated financial processes
  • Collaborate with frontend and backend developers to integrate smart contracts with web applications.
  • Enable cross chain interoperability and develop smart contracts for a range of L1 technologies
  • Rigorously review code to uphold standards of quality and functional robustness.
  • Maintain and improve existing smart contracts based on evolving needs.
  • Stay ahead of the curve by updating knowledge on cryptographic and blockchain advancements, ensuring potential security threats are preempted and neutralized.
  • Work closely with product managers and customers to crystallize technical needs and system architecture.
  • Offer your blockchain and smart contract expertise to a diverse team audience, catering to both technical and non-technical members.
  • Actively address and resolve issues identified in live smart contracts.
  • Stay updated with the latest developments in the Blockchain ecosystem and adapt solutions accordingly.
**NOTE: The Primary Responsibilities of this role are not limited to the details above. ** Qualifications:
  • Bachelor’s Degree in Computer Science, Engineering, Finance, or a related STEM field.
  • Over 7 years of experience in software development
  • Prior experience Quantitative Finance and Solidity is a must
Talents Needed for Success:
  • Development background in sectors such as banking, finance, or trading, with an understanding of financial instruments and systems.
  • Deep understanding of blockchain security practices and potential vulnerabilities.
  • Proficiency with Hardhat and Foundry.
  • Experience with Solidity security testing tools such as Slither and Mythril.
  • Practical experience with scripting languages like JavaScript or TypeScript.
  • Ability to create unit and integration tests to ensure code longevity.
  • Proven skills for the best development practices, data structures, algorithms, and methodologies.
  • Experience working on DeFi infrastructure on derivatives, collateral, lending, risk management, and compliance is nice to have
  • Advanced degree in Computer Science, Engineering, Finance, or a related STEM discipline.

Your Primary Responsibilities: Design, develop, test, and deploy QuantFi smart contracts. ...

Hybrid
Dallas, New Jersey
Posted 1 year ago
Qualifications:
  • Minimum 6 years of related experience
  • Bachelor's degree (preferred) or equivalent experience
  Talents Needed for Success:
  • Understanding of Zero Trust Architecture
  • Expertise in Dev-Ops, CI/CD, and full lifecycle management
  • Proven leadership capabilities, including the ability to understand nuanced requirements and guide junior engineers toward effective solutions
  • Hands-on experience with HashiCorp Vault or other Privileged Access Management (PAM) tools
  • Understanding of observability and monitoring tools
  • Familiarity with enterprise Identity Access Management. Good background in addressing security and regulatory requirements
  • Versatile experience with working in a cloud, on-premises, and/or hybrid environment
  • Proficiency with Linux/Unix and a solid understanding of shell scripting
  • Exceptional problem-solving abilities, strong analytical skills, and a willingness to think creatively
  • Kanban is highly desirable, but any Agile experience is acceptable
  Nice to have:
  • Terraform experience is preferred but any IaC experience is a plus
  • Hands-on experience working with Splunk, Grafana, and/or Elasticsearch
  • Experience working in a Network Operations Center (NOC) or a similar support capacity
  • AWS or other equivalent certifications
  • Familiarity with modern networking technologies
  • Analytical, strategic, problem-solving ability
  • Works well as part of team. Self-motivated, tenacious learner
  • Curious and agile approach
  • Self-starter and highly motivated individual
  • Able to support multiple projects in a fast-paced work environment
  • Able to provide adequate guidance & governance to project teams during component integration
  • Excellent organizational, communication and leadership skills
 

Qualifications: Minimum 6 years of related experience Bachelor’s degree (preferred) or ...

Hybrid
New Jersey
Posted 1 year ago
  • Understanding of Zero Trust Architecture
  • Expertise in Dev-Ops, CI/CD, and full lifecycle management
  • Proven leadership capabilities, including the ability to understand nuanced requirements and guide junior engineers toward effective solutions
  • Hands-on experience with HashiCorp Vault or other Privileged Access Management (PAM) tools
  • Understanding of observability and monitoring tools
  • Familiarity with enterprise Identity Access Management. Good background in addressing security and regulatory requirements
  • Versatile experience with working in a cloud, on-premises, and/or hybrid environment
  • Proficiency with Linux/Unix and a solid understanding of shell scripting
  • Exceptional problem-solving abilities, strong analytical skills, and a willingness to think creatively
  • Kanban is highly desirable, but any Agile experience is acceptable
  Nice to have:
  • Terraform experience is preferred but any IaC experience is a plus
  • Hands-on experience working with Splunk, Grafana, and/or Elasticsearch
  • Experience working in a Network Operations Center (NOC) or a similar support capacity
  • AWS or other equivalent certifications
  • Familiarity with modern networking technologies
  • Analytical, strategic, problem-solving ability
  • Works well as part of team. Self-motivated, tenacious learner
  • Curious and agile approach
  • Self-starter and highly motivated individual
  • Able to support multiple projects in a fast-paced work environment
  • Able to provide adequate guidance & governance to project teams during component integration
  • Excellent organizational, communication and leadership skills

Understanding of Zero Trust Architecture Expertise in Dev-Ops, CI/CD, and full ...

JOB DESCRIPTION:
  • Quantitative Risk Management, QRM is responsible for the development and support of models and methodologies for the quantification of risk.
  • QRM also carries out quantitative analysis and other analytical support to firms' risk management and other business needs.
  • Quantitative Risk Management (QRM) is responsible for the development and support of models and methodologies for the quantification of risk.
  • QRM also carries out quantitative analysis and other analytical support for DTCC's risk management and other business needs.
RESPONSIBILITIES:
  • Maintain and enhance in-house fixed income risk models
  • Produce model performance metrics and analytics to support communications with both internal model users and external supervisors
  • Explain model behavior, carrying out scenario analyses, develop new quantitative analysis tools
  • Maintain key data source for groups model development and quantitative analyses.
  • Mitigates risk by following established procedures and monitoring controls, spotting key errors and demonstrating strong ethical behavior.
QUALIFICATIONS:
  • Master’s degree or higher in a quantitative field of study
  • 5+ years of hands-on experience in quantitative models, research, with deep understanding in fixed income market.
  • Fluent in Python and SQL
  • Knowledge of Treasury Securities and/or MBS pricing and VaR modeling a big plus.
  • Strong Analytical, quantitative and problem solving skills, as well as demonstrated research skills
  • Good communication skills, both oral and written.
  • Excellent attention to detail and focus on quality of deliverable

JOB DESCRIPTION: Quantitative Risk Management, QRM is responsible for the development ...

Hybrid
Dallas
Posted 1 year ago
Header: The ServiceNow Associate Director Application Support Engineering will be part of the Engineering & Ops team responsible for Application support of the ServiceNow instances with products – ITSM and ITOM, including ITAM, Service Catalog, Service Portal, Operational ITIL Processes, CMDB, Discovery, Event Management, Twilio, Nuvolo, Flexera (Soft Asset Management Tool) and System Integrations Must have:
  • 12+ years of experience in IT management with focus on IT Applications operations.
  • ServiceNow platform architecture, and standard processes.
  • ITSM processes and experience with JavaScript and REST APIs.
  • Manage a team of Application support engineers(onshore/offshore) to support operational activities, deployments of new capabilities, patching and upgrades of the ServiceNow platform
  • Excellent communication skills, both written and verbal, with the ability to articulate technical solutions in clear terms to a variety of audiences.
  • Lead all aspects of and help address production issues in a timely manner, including off hours and weekend as necessary.
  • Collaborate with onshore/offshore team environment across US/India time zones
  • Certifications: ServiceNow System Administrator (CSA) and other.
Nice to have:
  • ServiceNow Development: AI/ML capabilities
  • Additional certifications: Application Development (CAD); ServiceNow Implementation Specialist (CIS) – Discovery, CMDB; ITIL

Header: The ServiceNow Associate Director Application Support Engineering will be part ...

The company is growing strong and in need of an Equipment & Logistics Manager who is a motivated, self-starting individual with the drive to get the job done successfully. This is a great opportunity for the right person.

This individual will ensure that all trailers are stocked with proper equipment, material, PPE and inventory to perform a safe work atmosphere during project work and outages.

Major Duties & Responsibilities:

The Field Services Equipment & Logistics Manager is responsible for the below aspects:

  • Scheduling pickup / drop-off of mobile tool trailers & job boxes
  • Mobile trailer tool & PPE inventory
  • Mobile site toolbox inventory
  • Enhancing the tool inventory process and equipment
  • Overseeing maintenance schedule of the fleet of mobile tool trailers & equipment

 

 

**70-75% domestic travel is required**

Include the following, as well as others that may be assigned:

  • Performs regular inspections and repairs on company equipment when necessary and practical
  • Responsible for Field Service trailers and their contents including getting them stocked and equipped for project work and outages
  • Responsible for Sea-Conex’s, rigging gear, and specialty equipment used on project work, and outages
  • Works with the Project Managers to improve the overall operation of the company while reducing costs and increasing profits
  • Plans and works independently or within a group
  • Promotes a positive image for the company and provides best company reputation
  • Responsible for picking up or scheduling shipment of parts and material for projects

The company is growing strong and in need of an Equipment ...

On-Site
Boston
Posted 1 year ago

The Safety Manager is responsible for driving safety management systems for the organization. The Safety Manager serves as the primary site resource to ensure all safety expectations are understood by all shop personnel at our Lawrence facility. This role provides leadership, coordination and technical expertise in all areas of safety, health, and industrial hygiene compliance to achieve safety excellence.   This position will have the accountability for establishing reliable methods for improving safety performance; nourishing a culture in which safety is an overriding value in all activities and in which every team member assumes accountability for safety and assuring compliance with all regulatory requirements.

Key Functions: The essence of this role requires a highly motivated, people-oriented person for the proactive, practical application of safety commitment to the operation and to the day-to-day behaviors of all team members.

Accountabilities may include, but are not limited to:

  • Build a positive working relationship with all regulatory agencies and clients
  • Involves & engages team members in developing safety plans, to include safety processes and performance measures
  • Manage the shop medical surveillance program
  • Provides safety coaching and recognition to all team members
  • Responds to & participates in the investigation of safety incidents and interacts with the designated Emergency Response Team
  • Develops an effective communication process to make safety priorities and performance visible
  • Provides technical support for on-going problem solving and safety investigations
  • Ensures systems are in place for an effective safety program while maintaining compliance with regulatory guidelines, applicable record keeping, reporting, safety statistics and trend analysis
  • Set safety objectives and targets to ensure that goals are achieved
  • Provide leadership, coordination and technical expertise in the areas of health and safety and support the site in training and developmental requirements
  • Oversees workers compensation claims
  • Responsible for coordinating internal and external audits that support the Health and Safety exchange
  • Support and/or lead safety compliance audits at the facility
  • Active member of the production team driving safety excellence

The Safety Manager is responsible for driving safety management systems for ...

Our client, an innovative FinTech company redefining how financial services are delivered through technology, transparency, and user-centric solutions is looking to add a Chief Legal Officer.

Job Summary:
The General Counsel will serve as the company’s chief legal officer with primary responsibility for overseeing all legal and regulatory matters. This includes advising on compliance with financial regulations, managing relationships with regulators, ensuring internal policies and procedures meet applicable standards, and mitigating legal and reputational risk.

Key Responsibilities:

  • Lead all legal and regulatory functions, including licensing, corporate governance, product compliance, and risk management.

  • Advise executive leadership and business units on financial regulations (e.g., SEC, CFTC, CFPB, OCC, FINRA, state regulatory bodies).

  • Develop, implement, and monitor company-wide compliance programs, including AML, KYC, data privacy, and consumer protection protocols.

  • Liaise with federal and state regulators, responding to inquiries, examinations, audits, and investigations.

  • Oversee and manage outside counsel on litigation, regulatory matters, and corporate transactions.

  • Ensure legal compliance in product development, marketing, data usage, and partnerships.

  • Draft, review, and negotiate key contracts, including vendor agreements, customer terms, and partnership deals.

  • Collaborate closely with risk, product, operations, and engineering teams to embed compliance into all aspects of the business.

  • Stay abreast of evolving regulatory landscapes in FinTech, crypto, payments, lending, and digital banking.

Qualifications:

  • J.D. from an accredited law school; active and good standing with at least one U.S. state bar (preferably NY or CA).

  • 10+ years of legal experience, with at least 5 years in a leadership role in-house at a FinTech, financial institution, or regulatory body.

  • Deep knowledge of financial regulatory frameworks including BSA/AML, Dodd-Frank, GLBA, payments laws, and relevant state-level licensing regimes.

  • Proven ability to manage compliance programs and interact with financial regulators.

  • Demonstrated experience advising on legal risk in innovative or fast-paced tech environments.

  • Strong interpersonal and communication skills, with the ability to influence across functions and levels.

  • Mission-driven, highly ethical, and comfortable working in a dynamic, high-growth startup environment.

Preferred Experience:

  • Experience with digital assets, blockchain, or cryptocurrency regulations.

  • Prior engagement with international regulatory bodies or global compliance programs.

  • Background in both consumer and business-facing financial products.

Compensation & Benefits:

  • Competitive salary and equity package.

  • Comprehensive benefits including health, dental, vision, 401(k), and more.

  • Opportunity to shape the legal strategy of a growing and innovative FinTech firm.

Our client, an innovative FinTech company redefining how financial services are ...

Hybrid
Dallas
Posted 1 year ago
RESPONSIBILITIES:
  • Proactively identify and evaluate change in member’s market risk exposures, liquidity needs and settlement obligations and provide solutions to mitigate exposures in timely manner.
  • Monitor market conditions and economic trends to anticipate potential risks and their potential impact on members’ margin requirements.
  • Mitigates risk by following established procedures, identifying and escalating emerging risks, and demonstrating strong ethical behavior.
  • Perform day-to-day functions contained in the procedures such as researching significant increases in margin requirements, tracking trading patterns of member firms, liquidity usage, etc.
  • Develop a strong understanding of clients’ business and risk profiles to serve as a point of contact for risk related support and inquiries.
  • Collaborates with cross functional teams including Counterparty Credit Risk, Liquidity Risk, Operations, Quantitative Risk, Relationship Management to bolster risk management practices.
  • Educate clients on risk management tools and initiatives.
  • Aligns risk and control processes into day-to-day responsibilities to monitor and mitigate risk; escalates appropriately
QUALIFICATIONS:
  • Minimum of 6 years of related experience
  • Bachelor's degree preferred or equivalent experience
  • Fosters a culture where honesty and transparency are expected.
  • Stays current on changes in his/her own specialist area and seeks out learning opportunities to ensure knowledge is up to date.
  • Invests effort to individually coach others.
  • Builds collaborative teams across the organization.
  • Communicates openly keeping everyone across the organization informed.

RESPONSIBILITIES: Proactively identify and evaluate change in member’s market risk exposures, ...

Hybrid
New Jersey
Posted 1 year ago
  • Bachelor’s degree preferred (or equivalent experience).
  • Minimum 4+ years of experience in Distributed Application Support.
  • Hands-on experience with Monitoring and Alerting processes in Distributed, Cloud and Mainframe environments.
  • Operating Systems: Unix, Linux, Windows.
  • Databases: SQL/PLSQL, DB2, Oracle, Snowflake.
  • Cloud Technologies: AWS (S3, EC2, Lambda, SQS, IAM roles), Azure, OpenShift, RDS Aurora, Postgres.
  • Containers & Orchestration: Docker, Kubernetes, OpenShift.
  • Monitoring & Data Tools: Splunk, Dynatrace, Thousand Eyes, Grafana, Selenium, HiPam IBM Zolda.
  • Scheduling Tools: CA AutoSys, Control-M.
  • Middleware & Messaging Queues: Solace, Tomcat, Liberty Server, WebSphere, WebLogic, JBoss, IBM MQ, Oracle AQ, ActiveMQ, RabbitMQ, Kafka.
  • Scripting & Automation: Bash, Python, Ruby, Shell, Perl, JavaScript.
  • ETL Tools: Informatica Datahub/IDQ, Talend.
  • Experience with ITIL Change, Incident, and Problem Management.
  • Ability to lead major incident calls, engage proper teams, and drive root cause analysis.
  • Debug system components in cloud and distributed environments.
  • Provide technical recommendations on application design and optimization.
  • Participate in monthly service reviews (MSR), disaster recovery events, and audit requests.
  • Implement certificate creation/renewals and update knowledge articles.
  • Analyze and implement automation opportunities to reduce manual monitoring efforts.
  • Strong problem-solving skills and ability to handle critical production issues.
  • Effective communication and teamwork skills across multiple teams.

Bachelor’s degree preferred (or equivalent experience). Minimum 4+ years of experience ...

Hybrid
Texas
Posted 1 year ago
ALIFICATIONS:
  • Minimum of 6+ years of related experience in Distributed Application Support.
  • Bachelor's degree preferred and/or equivalent experience.
  • Solid Experience in Distributed Application Support.
  • Hands on experience in Unix, Linux, Windows, SQL/PLSQL
  • Familiarity working with relational databases (DB2, Oracle, Snowflake)
  • Experience Supporting systems on Containers and Container Orchestration (Docker, Kubernetes, OpenShift)
  • Monitoring and Data Tools experience (Splunk, DynaTrace, Thousand Eyes, Grafana, Selenium, HiPam IBM Zolda)
  • Cloud Technologies (AWS services (S3, EC2, Lambda, SQS, IAM roles), Azure, OpenShift, RDS Aurora, Postgress)
  • Scheduling Tool experience (CA AutoSys, Control-M)
  • Middleware experience (Solace, Tomcat, Liberty Server, WebSphere, WebLogic, JBoss)
  • Messaging Queue Systems (IBM MQ, Oracle AQ, ActiveMQ, RabbitMQ, Kafka)
  • Scripting languages (Bash, Python, Ruby, Shell, Perl, JavaScript)
  • Proven experience with ETL tools (Informatica Datahub/IDQ, Talend)
  • Strong problem-solving skills with the ability to think creatively.
ADDITIONAL QUALIFICATION (NICE TO HAVE):
  • Mainframe troubleshooting and support skills (COBOL, JCL, DB2, DB2 Stored Procedures, CICS, SPUFI, File aid)
  • Mainframe scheduling (Job abends, Predecessor/Successor)

ALIFICATIONS: Minimum of 6+ years of related experience in Distributed Application ...

RESPONSIBILITIES:
  • Support contract negotiation conducted by contract specialists within  Corporate Procurement Services (“CPS”) team to ensure compliance with company standards;
  • Independently drive projects to completion, assess and triage priorities, and regularly engage with subject matter experts such as others in Legal (internal and external counsel), CPS, Business, IT, Finance, Compliance, Privacy, Risk, and other functional areas as necessary to support the above;
  • Support the continuous improvement of agreement templates, standard contract requirements, negotiation playbooks (and related guidance), and development or updates to contracting policies and procedures;
  • Conduct risk analysis and issue spot engagement-specific risks to be raised to various partners across procurement contracts;
  • Directly negotiate agreements of significant size, importance, or dollar value;
  • Draft custom agreements, letters, notices, and similar documents or communications as needed for procurement transactions;
  • Provide legal expertise on contractual interpretation issues for CPS and on other enterprise initiatives;
  • Stay current on industry developments relating to supply chain contracting, information technology considerations, and intellectual property considerations in light of the prevalence of emerging trends relating to Artificial Intelligence; and
  • As time and experience permits, support other enterprise projects handled by the team.
QUALIFICATIONS:
  • 7+ years as a practicing lawyer, with experience handling SAAS / software licensing agreements and/or procurement contracting matters and/or complex commercial agreements in a regulated financial services company.
  • U.S. licensed lawyer in good standing where admitted.
  • Knowledge of and experience with general contract and commercial law.
  • Good partner management and relationship-building skills to navigate a large organization and facilitate business in compliance with internal policies and applicable law.
  • Strong analytical skills and creative and collaborative negotiation skills, excellent organizational skills, sound judgment, and clear and effective written and oral communication skills.
  • Proactive, “can do” demeanor and ready to partner on initiatives that influence all aspects of the business.
  • Proven track record in operating with a good degree of autonomy, multi-task, and handle the demands of contending priorities in a fast-paced environment.

RESPONSIBILITIES: Support contract negotiation conducted by contract specialists within  Corporate Procurement ...

Hybrid
England
Posted 1 year ago
  • Being a member of the Counsel office team and reporting to the Head of Legal – EMEA, the Senior Legal Counsel will be a member of the  General Counsel's Office, located in the London office, with responsibility for providing legal and regulatory advice and guidance to businesses in EMEA.
  • We are looking to hire an experienced lawyer with a keen interest in EU and UK financial services regulatory work, offering solutions to the marketplace, an inquisitive, growth mindset and an enthusiastic attitude, looking to flourish in a supportive and collaborative environment.
  • The core of the activities will be to act as legal contact for businesses in London and abroad and take responsibility for the provision of advice with a view to crafting and implementing measures to align with legal or regulatory requirements while mitigating risks.
  • This will involve working closely with colleagues and partners throughout the organization, locally and globally.
  • We are looking for a lawyer that can be autonomous in their role, leveraging the support that the team provides as appropriate.
RESPONSIBILITIES:
  • Proactive, and operate with a good degree of autonomy to facilitate and support business
  • Ability to understand complex technical issues and provide accurate and commercial advice to the business on a wide range of topics under English and European Union law reliably and within the required timeframes
  • Support the management of legal issues across regulated and unregulated businesses in EMEA
  • Manage matters and projects, partnering effectively with cross-functional teams (e.g. Compliance, Business, Product, Tech, Operations, and Sales) fostering and building relationships built on trust
  • Collaborate with other members of the Legal team, both in the Americas and APAC regions, to ensure a consistent approach to legal issues across the DTCC business
  • Assist with the continuous improvement of standard form agreements, contract processes and legal policies and procedures in collaboration with other DTCC regions as required
  • Assist with reviewing, drafting and negotiating a wide range of contracts balancing commercial objectives, operational requirements, regulatory requirements and risk management imperatives
  • Regulatory horizon scanning to devise effective solutions in collaboration with Legal, Compliance and Management, to develop efficient defense strategies and protect the business from risks, including by providing advice on the development and structuring of new business initiatives, new products and service offerings, transaction execution and legal and regulatory change
  • Maintain sound governance practices and monitoring the effectiveness of controls
  • Experience with incident responses and/or investigations
  • Provide regular updates on matters to the Head of Legal – EMEA and act as a key support for the Head of Legal – EMEA team in maintaining relationships with the regulators, industry associations and other institutions by keeping up with regulatory changes and updates
  • Handle other routine corporate legal matters or ad-hoc projects or questions, at times on tight deadlines, as requested by the Head of Legal – EMEA
  • Mitigate risk by following established procedures, spotting key errors and demonstrating strong ethical behavior
QUALIFICATIONS:
  • 5 to 12 years PQE or equivalent
  • Bachelor's degree preferred or equivalent experience
  • 5 to 12 years qualified lawyer entitled to practice in the UK (e.g. solicitor or barrister with current practicing certificate for England and Wales)
  • Experience as a practicing lawyer gained in private practice with a focus on financial services law, with experience working in a heavily regulated environment (preferably the financial services industry with knowledge of regulatory requirements in UK markets and/or dealing with regulatory agencies), ideally followed by in-house experience in a regulated financial entity
  • An interest in technological development in the financial sector will be an advantage
  • Experience and interest in general contract, corporate and commercial law
  • Solid understanding of the requirements of legal risk management to facilitate business in compliance with regulatory requirements, internal policies and procedures, and within risk tolerances

Being a member of the Counsel office team and reporting to ...